Fiduciary Governance – DOL Audit

Provides an overview of potential areas of focus in a DOL Audit and how you can prepare and look for assistance from your services providers.

Friendly Reminder: Please complete the short survey after each module to receive a copy of your certificate that documents completion of the training. Each certificate of completion will automatically be saved under the “My Certificates” link located on your home page of the Fiduciary Academy LMS and can be viewed or downloaded on demand as needed.